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IIA IIA-CFSA-INS Exam Syllabus Topics:

SectionObjectives
Regulatory and Compliance Environment- Financial services regulatory frameworks
  • 1. Anti-fraud and AML controls in insurance sector
    • 2. Insurance regulatory requirements and standards
      Financial Services Auditing Fundamentals- Audit methodology in financial services organizations
      • 1. Risk-based audit planning in financial institutions
        • 2. Internal control frameworks and application
          Insurance Industry Audit Focus- Insurance business models and risk exposure
          • 1. Regulatory compliance in insurance operations
            • 2. Reserving and actuarial assumptions review
              • 3. Underwriting and claims audit considerations
                Risk Management and Governance- Enterprise risk management in financial services
                • 1. Operational and compliance risk concepts
                  • 2. Governance structures in regulated industries

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