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CSI CSC1 Exam Syllabus Topics:

SectionObjectives
Fixed Income Securities- Debt instruments
  • 1. Bonds and debentures characteristics
    • 2. Interest rates and bond pricing basics
      Canadian Financial Markets and Economic Environment- Structure of capital markets and financial system
      • 1. Money markets and capital markets overview
        • 2. Primary and secondary markets functions
          - Economic fundamentals
          • 1. Macroeconomic indicators and cycles
            • 2. Monetary policy and fiscal policy basics
              Equity Securities- Common and preferred shares
              • 1. Market indices and trading basics
                • 2. Equity valuation fundamentals

                  CSI Canadian Securities Course Exam 1 Sample Questions:

                  What financial instrument is derived from thevalue of an underlying asset?

                  • A. Preferred share.
                  • B. Real estate investment trust
                  • C. Inflation linked bond
                  • D. Forward contract
                  Reveal Solution  Discussion  0

                  Correct Answer: D  🗳️

                  Explanation: Only visible for UpdateDumps members. You can sign-up / login (it's free).

                  What tern describes the requirementof registrants to collectextensive personal and financial Information from individuals before making an investment recommendation?

                  • A. Know Your Client rule.
                  • B. Gatekeeper obligations.
                  • C. Suitability rule
                  • D. Fiduciary duty
                  Reveal Solution  Discussion  0

                  Correct Answer: A  🗳️

                  Explanation: Only visible for UpdateDumps members. You can sign-up / login (it's free).

                  What actions can a government take to lower a $40billionnational deficit?

                  • A. Increase government spending.
                  • B. Increase interest rates.
                  • C. Decrease taxation
                  • D. Increase taxation
                  Reveal Solution  Discussion  0

                  Correct Answer: D  🗳️

                  Explanation: Only visible for UpdateDumps members. You can sign-up / login (it's free).

                  Why does thefederalgovernment borrow from the capital markets?

                  • A. To raise capital for streets, servers and waterworks
                  • B. To fund spending In excess of revenues
                  • C. To support The capital markets
                  • D. To support the expansion of corporations
                  Reveal Solution  Discussion  0

                  Correct Answer: B  🗳️

                  Explanation: Only visible for UpdateDumps members. You can sign-up / login (it's free).

                  Where would the description da company's fixed assets normallybe found?

                  • A. In the notes to the financial statements
                  • B. In the statement of financial position.
                  • C. In the auditor report
                  • D. In the annual report
                  Reveal Solution  Discussion  0

                  Correct Answer: A  🗳️

                  Explanation: Only visible for UpdateDumps members. You can sign-up / login (it's free).

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